Client Forms

Financial advice is best given when the counselor has a good understanding of your personal goals, concerns, and aspirations. We request that you complete the attached fact finders and risk tolerance questionnaire prior to our meeting. If you are planning to retire soon or are currently retired and desire an income and asset analysis only please complete the Retirement Only Client Fact Finder and the Risk Tolerance Questionnaire. If you want us to conduct a comprehensive financial overview please complete the Client Fact Finder and Risk Tolerance Questionnaire. Mail, email or fax these documents to us before our scheduled meeting. These documents seek qualitative and quantitative information concerning your finances. Any pertinent data (Example: saving and investment statements, will, power-of-attorney, health care proxy, recent tax return, and insurance policies) are relevant documents we request you provide after we enter into a financial consulting agreement.

Client Facing Disclosure Documents

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